CAS Syllabus of Basic Education
Exam 9—Financial Risk and Rate of Return
The syllabus for this four-hour exam is defined in the form of learning objectives, knowledge statements, and readings. The exam will be based on these learning objectives and supporting knowledge statements. The exam will test not only the candidate's knowledge of the subject matter, but also the candidate's ability to apply that knowledge.
Registration, Dates & Fees
Exam 9 is scheduled for May 4, 2016. The registration deadline is March 3, 2016.
The fee for Exam 9 is $625 ($500 for full-time students).
For other fees, such as cancellation, changing your exam center, or rescheduling, see the Exam Rules section. An Electronic Signature Authorization Form (ESAF) is required for online exam registration.
Candidate Numbers: To find your candidate number, login to My Profile. Click on My Profile to bring up the drop down menu and select My Exams. If you are registered for an exam for the current sitting, your candidate number and confirmation letter will be available. Confirmation letters and candidate numbers will also be mailed within three weeks of the date that the application form was received at the CAS Office beginning in early February for April Examinations and early August for October Examinations.
Exam 9 is subject to the same Exam Rules as other CAS-administered exams (Exams LC, ST, S and 5-9).
Spring 2016 Exam Sites
Preparation for Exam 9
If you are having trouble viewing the 2016 syllabus PDF please make sure your cache has been cleared in your web browser. The cache may be pulling the previous sittings syllabi.
- May 2016 Syllabus*
- Complete Text References**
- Download the Complete Online Text References [PDF] - This file is 17MB. It may take time to download.
- Syllabus Updates
** Starting with the 2014 Syllabus, all text references marked as Online Publications will be available on a web page instead of imbedded in the PDF.
* Indicates a PDF
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